Stockbroker Fraud

Inappropriate Stockbroker Activity

Stockbroker fraud and inappropriate stockbroker activity comes in many forms. While churning, unsuitability, over concentration and misrepresentations are the most common forms of stockbroker fraud, there are many other ways in which stockbrokers can act inappropriately. These inappropriate actions include:

  • execution failures
  • excessive mark-ups
  • disappearing funds
  • botched transfers
  • web-broker outages
  • "selling away" from firms
  • unregistered brokers
  • unregistered securities
  • improper margin liquidations
  • broker bribes
  • fraudulent research
  • Arbitration

If you have suffered serious losses because of stockbroker fraud, stockbroker negligence or other inappropriate stockbroker, you could be forced into arbitration with your stock brokerage firm. You should be represented by an experienced stock broker fraud lawyer in arbitration with a brokerage firm. Contact the Rasansky Law Firm to discuss how our lawyers can help you.


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The Texas personal injury attorneys at Rasansky Law Firm represent clients throughout Texas, including Arlington, Austin, Corpus Christi, Dallas, El Paso, Fort Worth, Garland, Houston, Kauffman, Lubbock, San Antonio and Tyler. Our personal injury lawyers handle a various types of personal injury claims, including automobile accidents, medical malpractice, birth injuries, nursing home abuse, product liability, defective products, premises liability, day care abuse, maritime injuries, workplace injuries, overtime pay, social security disability benefits and securities fraud.

Call (877) 659-1620 or contact us online for immediate assistance with your case today!.